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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-01-31
  • SC RA
    APPROVED
    Since 2019-01-31

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

114 East Benson, Anderson, SC 29624 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Anderson SC 02/2009 01/2019
Capitol Securities Management, Inc. Anderson SC 01/2019 Present
Previous Registrations
Other Businesses

Doing Business As: Knobel Investments Investment-related: Yes Address: 114 East Benson Anderson, SC 29624

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-22
S63 Uniform Securities Agent State Law Examination 1994-12-16
  • S65 Uniform Investment Adviser Law Examination
    1994-12-22
  • S63 Uniform Securities Agent State Law Examination
    1994-12-16

View on SEC IAPD

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