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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-14
CA RA APPROVED 2024-02-02
  • TX RA
    APPROVED
    Since 2024-03-14
  • CA RA
    APPROVED
    Since 2024-02-02

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc El Segundo CA 10/2023 Present
Wells Fargo Bank El Segundo CA 09/2021 10/2023
Homemaker Manhattan Beach CA 04/2007 09/2021
  • 10/2023 → Present
    El Segundo, CA
  • 09/2021 → 10/2023
    Wells Fargo Bank
    El Segundo, CA
  • 04/2007 → 09/2021
    Homemaker
    Manhattan Beach, CA
Previous Registrations
  • 1999-06-15 → 2005-05-18
    Wells Fargo Investments, Llc
    Long Beach, CA
Other Businesses

ASTRAVIA FAMILY WEALTH OFFICE LLC; INV RELATED;EL SEGUNDO,CA; FEE ONLY RIA; PORTFOLIO MANAGER; START DATE: 03/02/2026; 30 HRS PER MONTH; 30 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-11
S65 Uniform Investment Adviser Law Examination 1998-03-26
S63 Uniform Securities Agent State Law Examination 1994-11-29
  • S66 Uniform Combined State Law Examination
    2024-01-11
  • S65 Uniform Investment Adviser Law Examination
    1998-03-26
  • S63 Uniform Securities Agent State Law Examination
    1994-11-29
Other Names
  • Kimberly Ann Chu
  • Kimberly C Jones

View on SEC IAPD

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