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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2007-08-10 |
Branch Locations
1600 Division St Ste 400, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Nashville | TN | 07/1994 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 11/1994 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Nashville | TN | 04/2014 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 3873 NORTHBROOK DRIVE, 3873 NORTHBROOK DRIVE, NASHVILLE, , TENNESSEE, 37207, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/16/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY. 3. OWNER, M3D2, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/4/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 25% OWNER, NEMO, LLC, 20421 FRONT BEACH RD, PANAMA CITY BEACH, , FLORIDA, 32413, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/13/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PARTIAL OWNER, investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-17 |
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