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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-03 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
3350 Mcfaddin #2 [Primary Residence], Beaumont, TX 77706 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beaumont | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beaumont | TX | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Beaumont | TX | 05/2024 | Present |
D&D ENTERPRISE; NON INVESTMENT RELATED; BEAUMONT, TX; 100% OWNERSHIP; START 6/2011; LESS THAN 10 HRS PER MONTH DURING SUMMER 0 DURING TRADING; BUY FIREWORKS DAVIS WEALTH MANAGEMENT LLC; INV RELATED; BEAUMONT,TX; 100% OWNERSHIP; START 05/06/2024; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; FINET TRANSITION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-04 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-19 |
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