Neil Yukio Nakagawa

Current Employers

The Pacific Financial Group, Inc.

900 20Th Avenue South Suite 500, Nashville, TN 37212 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
WA	RA	APPROVED	2019-12-06

CA RA
APPROVED

Since 2025-01-01
WA RA
APPROVED

Since 2019-12-06

Branch Locations

900 20Th Avenue South Suite 500, Nashville, TN 37212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
The Pacific Financial Group, Inc.	Bellevue	WA	08/2015	Present

08/2015 → Present

The Pacific Financial Group, Inc.

Bellevue, WA

Previous Registrations

2012-11-01 → 2013-06-27

Arque Capital, Ltd.

Sacramento, CA

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-27
S63	Uniform Securities Agent State Law Examination	2001-02-16
S65	Uniform Investment Adviser Law Examination	1996-01-17

S66 Uniform Combined State Law Examination

2012-07-27
S63 Uniform Securities Agent State Law Examination

2001-02-16
S65 Uniform Investment Adviser Law Examination

1996-01-17

View on SEC IAPD

Current Employers

The Pacific Financial Group, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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