John Gerald Clouden

Current Employers

Employment History

• 07/2004 → 10/2024
  Sgroi Financial, Llc
  West Seneca, NY
• 11/1994 → 07/2025
  Cadaret, Grant & Co., Inc.
  West Seneca, NY
• 11/2017 → Present
  Sgroi Wealth Advisory Group Llc
  West Seneca, NY
• 07/2025 → Present
  Lpl Financial Llc
  West Seneca, NY

Previous Registrations

• 2008-10-09 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  West Seneca, NY
  West Seneca, NY

Other Businesses

1- 05/21/2025 - Athene - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 02/14/1995 - 1 hour per month/ during trading 2- 07/03/2025 - Specific Solutions - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 04/01/1996 - 1 hour per month/ during trading 3- 07/03/2025 - Sgroi Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/17/2017 - 120 hours per month/ during trading 4- 10/13/2025 - (Hybrid) Sgroi Wealth Advisory Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 11/17/2017 - 120 hours per month/ 1 hr during trading. I provide investment advisory services through Sgroi Wealth Advisory Group, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 01/07/2026 - Sgroi Lawley Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/11/2025 - 120 hours per month/ 1 hour during trading 6- 04/09/2026 - Sgroi Lawley - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 120 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-02-15

Other Names

• John G Clouden