Ashleigh Jenkins Brooker

Employer firm

A. J. Brooker Financial Associates CRD 157211

$27.8M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  A.J. Brooker Financial Associates, Llc
  Columbia, SC
• 01/2011 → Present
  Small Business Development Center
  Columbia, SC

Previous Registrations

• 2007-04-10 → 2010-05-06
  Edward Jones
  Ellenwood, GA
  Conyers, GA
  St Louis, MO

Other Businesses

SMALL BUSINESS DEVELOPMENT CENTER: NON-INVESTMENT RELATED, 1225 LAUREL STREET, COLUMBIA, SC. I AM A BUSINESS CONSULTANT IN THIS ROLE AND HELP BUSINESS OWNERS DEVELOP A BUSINESS PLAN. I STARTED IN THIS ROLE IN JANUARY 2011, AND ALLOCATE 40% OF MY WORK WEEK TO THIS ROLE. I AM ALSO A LICENSED INSURANCE AGENT AND THIS COMPRISES 10% OF MY WORKWEEK.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-03
• S63 Uniform Securities Agent State Law Examination
  2006-04-28