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James Mike Mcglone

Kom Wealth Management Group, LLC

Appleton, WI

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Current Employers
Kom Wealth Management Group, Llc

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-20
WI RA APPROVED 2017-03-29
  • TX RA
    APPROVED
    Since 2023-04-20
  • WI RA
    APPROVED
    Since 2017-03-29

Branch Locations

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kerntke Otto Mcglone Wealth Management Group Appleton WI 02/2007 Present
  • 02/2007 → Present
    Kerntke Otto Mcglone Wealth Management Group
    Appleton, WI
Previous Registrations
Other Businesses

1. Independent Insurance Agent for Various Independent Insurance Companies. 2. McGlone Real Estate â?" Non-Investment Related. Appleton, WI. Real Estate. Owner. 08/01/2018. 1 Hr/Month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-01
  • S63 Uniform Securities Agent State Law Examination
    1995-08-01
Designations
Other Names
  • James M Mcglone
  • James Mike Mcglone
  • Jim Mcglone
  • James Mike Mc Glone

View on SEC IAPD

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