James Mike Mcglone

Employer firm

Kom Wealth Management Group, LLC CRD 142682

$408M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Kom Wealth Management Group, Llc

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-20
WI	RA	APPROVED	2017-03-29

TX RA
APPROVED

Since 2023-04-20
WI RA
APPROVED

Since 2017-03-29

Branch Locations

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Kerntke Otto Mcglone Wealth Management Group	Appleton	WI	02/2007	Present

02/2007 → Present

Kerntke Otto Mcglone Wealth Management Group

Appleton, WI

Previous Registrations

2007-02-15 → 2016-12-31

Kom Wealth Management Group, Llc

Appleton, WI

Other Businesses

1. Independent Insurance Agent for Various Independent Insurance Companies. 2. McGlone Real Estate â?" Non-Investment Related. Appleton, WI. Real Estate. Owner. 08/01/2018. 1 Hr/Month.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-08-01

S63 Uniform Securities Agent State Law Examination

1995-08-01

Designations

Certified Financial Planner

Other Names

James M Mcglone
James Mike Mcglone
Jim Mcglone
James Mike Mc Glone

View on SEC IAPD