Robert D Roland

Current Employers

Employment History

• 01/2011 → 11/2017
  National Planning Corporation
  Santa Monica, CA
• 11/2017 → Present
  Lpl Financial Llc
  Tarrytown, NY
• 12/2017 → Present
  Lexco Wealth Management, Inc.
  Tarrytown, NY

Previous Registrations

• 2023-04-17 → 2025-12-31
  Lexco Wealth Management, Inc.
  Tarrytown, NY
• 2022-01-24 → 2022-12-13
  Lexco Wealth Management, Inc.
  Tarrytown, NY
• 2018-01-25 → 2021-12-31
  Lexco Wealth Management, Inc.
  Tarrytown, NY
• 2011-01-14 → 2017-12-06
  National Planning Corporation
  Tarrytown, NY
  Greenwich, CT
  Los Angeles, CA
• 2008-02-11 → 2011-01-03
  Investors Capital Corp.
  Stamford, CT
  Stamford, CT
  Rocky Hill, CT
  Lynnfield, MA

Other Businesses

1. 11/29/2017 - LEXCO WEALTH MANAGEMENT INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/14/11 - Time Spent 100%. 2. 7/25/2018 - LEXCO Wealth Management, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 12/01/2017 - 25 Hours Per Month/20 Hours During Securities Trading - Time Spent 16% - I provide financial planning and consulting services through LEXCO Wealth Management, Inc, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-06
• S63 Uniform Securities Agent State Law Examination
  1995-12-28