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Becky L Tapper

Morgan Stanley

Long Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-13
OK RA APPROVED 2014-02-11
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-13
  • OK RA
    APPROVED
    Since 2014-02-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Long Beach CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Long Beach, CA
Previous Registrations
  • 2008-07-15 → 2009-06-01
    Morgan Stanley & Co. Llc
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-26
S63 Uniform Securities Agent State Law Examination 1998-05-28
  • S66 Uniform Combined State Law Examination
    2009-01-26
  • S63 Uniform Securities Agent State Law Examination
    1998-05-28
Other Names
  • Becky Lynn Elkman
  • Becky Lynn Tapper
  • Becky Lynn Elkman
  • Becky Lynn Tapper
  • Becky Tapper

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
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