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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-03 |
| NV | RA | APPROVED | 2009-01-05 |
Branch Locations
10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Las Vegas | NV | 01/2009 | Present |
Miracle League of Las Vgeas / 101 S. Rancho Dr Las Vegas,Nevada 89106 / Charity/ Sport & Leisure Facilities / To allow kids and adults with physical and mental disabilities the opportunity to play baseball. / Member of Board of directors / / Making sure the league is run properly. / Start Date 1/6/15-3/5/18/
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-03 |
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