Clay Peter Hessel

Current Employers

Employment History

• 09/1994 → 11/2017
  Minnesota Life
  St. Paul, MN
• 09/1994 → 11/2017
  Securian Financial Services, Inc.
  St. Paul, MN
• 01/2015 → Present
  Gcg Financial, Inc.
  Deerfield, IL
• 11/2017 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 11/2017 → Present
  Alera Investment Advisors, Llc
  Deerfield, IL
• 08/2024 → Present
  Osaic Wealth, Inc.
  Deerfield, IL

Previous Registrations

• 1999-10-06 → 2017-11-02
  Securian Financial Services, Inc.
  Bannockburn, IL
  Deerfield, IL

Other Businesses

1) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;9/1994;40 hrs/month;6.5 hrs during trading;dba 2) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;9/1994;varies;varies;provide fixed business products to clients-ltc,property casualty ins,disability insurance,group benefits 3) ALERA GROUP POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a W-2 Employee of Alera Group. 4)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;SVP-Wealth Services;9/10/1994;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 5) ALERA INVESTMENT ADVISORS, LLC POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: IAR of RIA, education clients on investment solutions for long term goals and aspirations. 6) ALERA GROUP POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: I am a W-2 Employee of Alera Group. 7) FIXED INSURANCE POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Life insurance needs analysis and educating clients regarding options to solve protection needs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-28
• S63 Uniform Securities Agent State Law Examination
  1995-02-15