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Aron Michael Gorenstein

LPl Financial LLC

Northbrook, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-04
CA RA APPROVED 2025-05-20
OK RA APPROVED 2025-05-20
IL RA APPROVED 2021-08-24
  • TX RA
    APPROVED_RES
    Since 2026-08-04
  • CA RA
    APPROVED
    Since 2025-05-20
  • OK RA
    APPROVED
    Since 2025-05-20
  • IL RA
    APPROVED
    Since 2021-08-24

Branch Locations

650 Dundee Rd Ste 155, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc Chicago IL 01/2009 08/2021
Gset, Llc Lincolnwood IL 12/2011 08/2021
Argo Wealth Management Llc Northfield IL 06/2018 Present
Lpl Financial, Llc Northfield IL 08/2021 Present
Raymond James Financial Services, Inc. Chicago IL 04/2000 08/2021
Argo Capital Llc Chicago IL 02/2002 Present
  • 01/2009 → 08/2021
    Chicago, IL
  • 12/2011 → 08/2021
    Gset, Llc
    Lincolnwood, IL
  • 06/2018 → Present
    Argo Wealth Management Llc
    Northfield, IL
  • 08/2021 → Present
    Northfield, IL
  • 04/2000 → 08/2021
    Raymond James Financial Services, Inc.
    Chicago, IL
  • 02/2002 → Present
    Argo Capital Llc
    Chicago, IL
Previous Registrations
Other Businesses

1) 10/2013 - DBA for LPL Business (entity for LPL business) - ARGO WEALTH MANAGEMENT - Investment Related - 90% - Northfield, IL 60093 2) 4/2021 - FINRA arbitrator - Not Investment Related - 3% - Northfield, IL 60093 3) 3/2001 - Notary - Aron Gorenstein - Not Investment Related - 1% - Northfield, IL 60093 4) 12/2011 - Real Estate Rental - GSET, LLC - Investment Related - 2% - 400 central #240 Northfield, IL 60093 5) 09/14/2021 - Velos Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2021 - 45 Hours Per Month/45 Hours During Securities Trading. 6) 08/02/2024 - 6650 S University LLC - Real Estate Rental - Investment Related - Lincolnwood, IL - Start Date 08/01/2024 - 4 Hours per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-10
S65 Uniform Investment Adviser Law Examination 1995-01-10
  • S63 Uniform Securities Agent State Law Examination
    1995-01-10
  • S65 Uniform Investment Adviser Law Examination
    1995-01-10

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