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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-04 |
| CA | RA | APPROVED | 2025-05-20 |
| OK | RA | APPROVED | 2025-05-20 |
| IL | RA | APPROVED | 2021-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc | Chicago | IL | 01/2009 | 08/2021 |
| Gset, Llc | Lincolnwood | IL | 12/2011 | 08/2021 |
| Argo Wealth Management Llc | Northfield | IL | 06/2018 | Present |
| Lpl Financial, Llc | Northfield | IL | 08/2021 | Present |
| Raymond James Financial Services, Inc. | Chicago | IL | 04/2000 | 08/2021 |
| Argo Capital Llc | Chicago | IL | 02/2002 | Present |
1) 10/2013 - DBA for LPL Business (entity for LPL business) - ARGO WEALTH MANAGEMENT - Investment Related - 90% - Northfield, IL 60093 2) 4/2021 - FINRA arbitrator - Not Investment Related - 3% - Northfield, IL 60093 3) 3/2001 - Notary - Aron Gorenstein - Not Investment Related - 1% - Northfield, IL 60093 4) 12/2011 - Real Estate Rental - GSET, LLC - Investment Related - 2% - 400 central #240 Northfield, IL 60093 5) 09/14/2021 - Velos Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2021 - 45 Hours Per Month/45 Hours During Securities Trading. 6) 08/02/2024 - 6650 S University LLC - Real Estate Rental - Investment Related - Lincolnwood, IL - Start Date 08/01/2024 - 4 Hours per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-01-10 |
| S65 | Uniform Investment Adviser Law Examination | 1995-01-10 |
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