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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-24
OH RA APPROVED 1999-09-18
  • TX RA
    APPROVED_RES
    Since 2013-05-24
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

219 E Maple St Ste 120, North Canton, OH 44720-2586 • United States

North Canton, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North Canton OH 09/2005 03/2020
Ameriprise Financial Services, Llc North Canton OH 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 502 West Maple Street, , North Canton, OH, 44720; Investment-Related; 05/11/2022. Business Ownership; MMXXII; Owner; Property Management for 502 West Maple Street North Canton Ohio 44720; 1234 Stockbridge Street, , North Canton, OH, 44720; Not Investment-Related; 05/10/2022; 1 to 9 hours per month; 0 during trading hours / MCMXCV; President; personal service corporation as an operating company to manage practice expenses; 219 EAST MAPLE STREET Ste 120, , North Canton, OH, 44720; Investment-Related; 03/18/2022; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-12
  • S63 Uniform Securities Agent State Law Examination
    1999-07-12

View on SEC IAPD

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