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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-15
  • OH RA
    APPROVED
    Since 2023-09-15

Branch Locations

8710 Cleveland Ave Nw, North Canton, OH 44720-4827 • United States

Massillon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. North Canton OH 05/2001 09/2023
Gdk & Company North Canton OH 03/2001 09/2023
Ameriprise Financial Services North Canton OH 09/2023 09/2023
Ameriprise Financial Services, Llc North Canton OH 03/2020 03/2020
Ameriprise Financial Services, Llc. North Canton OH 09/2023 Present
Previous Registrations
Other Businesses

Board of Directors; Aultcare Health Insuring Corporation; Board Member; 2600 6th St SW, , Canton , OH, 44710; Not Investment-Related; 06/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Canton Regional Chamber Health Fund; Chairman; 222 Market Ave N, , Canton, OH, 44702; Not Investment-Related; 02/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Junior Achievement of North Central Ohio; Board Member; 4353 Executive Circle NW, , Canton, OH, 44718; Not Investment-Related; 09/10/2007; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Stark Economic Development Board/Strengthening Stark; Working with community, government, and business leaders to build the countywide local economy. Managing and operating initiatives in housing, industry sector development, and talent attraction and retention.; Economic Development functions and community initiatives operations and management.; 400 3rd St SE, Suite 302, Canton, OH, 44702; Not Investment-Related; 11/01/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Jackson Township, Stark County, OH; I am an elected official, Trustee, of Jackson Township in Stark County Ohio. Along with 2 other trustees and a fiscal officer we oversee the operations of all aspects of the Township Departments - Administration, Legal, Police, Fire, Zoning, and Public Works (Highway, Park, Amphitheater, and Central Maintenance).; 5735 Wales Ave NW, , Massillon, OH, 44646; Not Investment-Related; 04/01/2012; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-05
  • S66 Uniform Combined State Law Examination
    2002-03-05
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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