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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-29
IN RA APPROVED 2018-08-23
OH RA APPROVED 2005-01-03
  • TX RA
    APPROVED
    Since 2025-01-29
  • IN RA
    APPROVED
    Since 2018-08-23
  • OH RA
    APPROVED
    Since 2005-01-03

Branch Locations

8710 Cleveland Ave Nw, North Canton, OH 44720-4827 • United States

Massillon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North Canton OH 09/2005 03/2020
Ameriprise Financial Services, Llc North Canton OH 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 400/402 West Fourth Street, , East Liverpool, OH, 43920; Investment-Related; 06/06/2022. Business Ownership; Pottery City Properties, LLC; Owner of LLC to hold real estate rental property; LLC to hold rental property; 8432 OXFORD CHASE CIR NW, , MASSILLON, OH, 44646; Investment-Related; 05/20/2022; 1 to 9 hours per month; 0 during trading hours / Compass Consulting Solutions, LLC; Owner; Manage Ameriprise Business; 8710 Cleveland Avenue NW, , North Canton, OH, 44720; Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Compass Consulting Solutions, LLC; Owner; Manage advisory business; 8710 Cleveland Avenue NW, , North Canton, OH, 44720; Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-23
  • S66 Uniform Combined State Law Examination
    2004-12-23
Other Names
  • Brian H. Hamilton

View on SEC IAPD

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