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Harold Russell Harton

Cetera Investment Advisers LLC

St Cloud, MN

Huntsvillle, AL

Pensacola, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-09-09
AL RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2021-09-09
  • AL RA
    APPROVED
    Since 2014-01-21

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Huntsvillle, AL • United States

Pensacola, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Redstone F. C.U. Huntsville AL 05/2001 Present
Cetera Investment Services St. Cloud MN 11/2003 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
  • 05/2001 → Present
    Redstone F. C.U.
    Huntsville, AL
  • 11/2003 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2003-11-14 → 2013-10-08
    Cetera Investment Services Llc
    Huntsville, AL
    Huntsville, AL
    Huntsville, AL
    Madison, AL
    Huntsville, AL
    Huntsville, AL
    Redstone Arsenal, AL
    Decatur, AL
    Owens Cross Roads, AL
  • 2001-05-22 → 2003-12-01
    Cetera Wealth Services, Llc
    Eden Prairie, MN
Other Businesses

1. RENTAL PROPERTIES, 100% OWNER, LANDLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-01
S63 Uniform Securities Agent State Law Examination 1995-11-21
  • S66 Uniform Combined State Law Examination
    2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    1995-11-21
Other Names
  • Russ Harton

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
MIDWEST FINANCIAL PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RBC CAPITAL MARKETS, LLC

Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
CAROL JEAN BELL
JANE ELIZABETH LONGNECKER
Nicole Miller

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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