Michael Schwartz

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 08/2017
  Morgan Stanley Smith Barney
  New York, NY
• 10/2017 → 07/2021
  Jpmorgan Chase Bank Na
  New York, NY
• 10/2017 → 07/2021
  Jpmorgan Securities Llc
  New York, NY
• 07/2021 → Present
  Citigroup
  New York, NY

Previous Registrations

• 2022-07-25 → 2010-06-30
  Citi Private Alternatives, Llc
  New York, NY
  Long Island City, NY
  Mount Sinai, NY

Other Businesses

Entity Name: Vivent Solar Investment related: N "Address: 4155 Veterans Memorial Hwy.Ronkonkoma, NY 11779" Nature of the other business: Renewable Energy Position/Title/Relationship: Setting up appointments for prospective clients that are interested in meeting with representatives of Vivent Solar. Start Date: 05/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: Briefly describe your duties: Customer Service Entity Name: Proactive Speech and Language PC Investment related: No Address: Mount Sinai, NY Nature of the other business: Provides speech therapy for clients age 0-18. Position/Title/Relationship: Partial Owner Start Date: 05-Aug-2014 Approximate # of hours a month: 2 hours per month. Approximate # of hours during securities trading hours: 0 Briefly describe your duties: minimal clerical duties on a monthly basis.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-31
• S63 Uniform Securities Agent State Law Examination
  1995-09-11

Other Names

• Michael Thomas Schwartz