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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-11-05
  • IL RA
    APPROVED
    Since 2010-11-05

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Gam Formerly Rt Capital Montreal 09/1988 Present
  • 09/1988 → Present
    Ubs Gam Formerly Rt Capital
    Montreal
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-05-26
  • S63 Uniform Securities Agent State Law Examination
    2010-05-26
Designations

View on SEC IAPD

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