Best Investors Account Sign in

Daniel Primeau

Ubs Asset Management (Americas) LLC

New York, NY

CRD 5050232

Claim This Profile
Employer firm

Ubs Asset Management (Americas) LLC CRD 106838

$588B regulatory AUM 17 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-11-05
  • IL RA
    APPROVED
    Since 2010-11-05

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Gam Formerly Rt Capital Montreal 09/1988 Present
  • 09/1988 → Present
    Ubs Gam Formerly Rt Capital
    Montreal
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-05-26
  • S63 Uniform Securities Agent State Law Examination
    2010-05-26
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor