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Jenifer Spencer Gunn

Wells Fargo Clearing Services, LLC

Spokane, WA

Spokane, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-04-27
  • WA RA
    APPROVED
    Since 2021-04-27

Branch Locations

41 W Riverside Ave Stes 400 & 500, Spokane, WA 99201 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney San Jose CA 09/2010 04/2021
Wells Fargo Clearing Services, Llc Spokane WA 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-22
S63 Uniform Securities Agent State Law Examination 1995-10-24
  • S65 Uniform Investment Adviser Law Examination
    2002-08-22
  • S63 Uniform Securities Agent State Law Examination
    1995-10-24
Other Names
  • Jenifer Rebecca Spencer
  • Jenifer Rebecca Gunn

View on SEC IAPD

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LPL FINANCIAL LLC · Spokane, WA
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