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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-10-27 |
Branch Locations
820 S University Blvd Bldg 4 Suite A, Mobile, AL 36609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Ft. Lauderdale | FL | 10/2002 | 10/2023 |
| Kovack Advisors | Ft. Lauderdale | FL | 01/2007 | 10/2023 |
| Lpl Financial Llc | Mobile | AL | 10/2023 | Present |
1) 08/15/2023 - GANDY FINANCIAL GROUP INC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 120 Hours per month. 2) 08/15/2023 - GANDY FINANCIAL GROUP INC - Non-Variable Insurance - Selling: life, health, annuity, TruChoice - AL 36609 - Investment related - 120 Hours per month - Start date: 9/1/2023. 3) 08/15/2023 - GAYE E GANDY - REAL ESTSTE HOLDINGS - MS 39564 - Investment related - 10 Hours per month - Start date: 6/1/1986. 4) 08/15/2023 - GFG,INC - Business Entity For Tax/Investment Purposes Only - owner - AL 36609 - Not investment related - 120 Hours per month - Start date: 10/30/2005. 5) 12/31/2025 - Estate of Dorothy S. Gandy - Act in a Fiduciary Capacity - Personal Representative - Not Investment Related - Home Based - Start Date 12/03/2025 - 30 hours per month/ 10 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-04 |
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