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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2005-03-28 |
Branch Locations
120 W Church St, Frederick, MD 21701 • United States
Frederick, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2004 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1) SAINT KATHERINE DREXEL CHURCH, 8248 OPOSSUMTOWN PIKE, VOLUNTEER, 05/2009, NIR, 2 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 50/WK 32/TRADING, 08/2006 3) CRUMP LIFE INSURANCE SERVICES, 4250 CRUMS MILL RD HARRISBURG PA, 11/2010, INDEPENDENT INSURANCE AGENT FOR INDEPENDENT INSURANCE COMPANIES. INV REL, 4 HR/MO 4 HR/MOTRADING 4) ASH BROKERAGE, INSURANCE AGENT, PO BOX 2572 FORT WAYNE, IN, 11/28/2006, INV REL, 1 HR/MO 1/TRADING HR 5) D'SOUZA FINANCIAL STRATEGIES, 120 W CHURCH ST STE 1F FREDERICK MD, 04/2005, SOLE PROPRIETOR, DBA, INV REL, 40 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-31 |
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