Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| CA | RA | APPROVED | 2007-11-09 |
Branch Locations
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | San Diego | CA | 07/1998 | Present |
| Principal Securities Inc | San Diego | CA | 03/2016 | Present |
OUTSIDE INSURANCE, SELLING HEALTH INSURANCE, 1/10-PRESENT,CA, NOT INVESTMENT RELATED.***OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE INSURANCE AND DISABILITY INSURANCE THROUGH VARIOUS CARRIERS, 11/05/14. LETIP OF EL CAJON, CA POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/29/2021 ADDRESS: 9635 Mission Gorge Road, Santee CA 92071, United States DESCRIPTION: This is a board position with no check writing or financial decision making. Simply used as a networking group for me.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-22 |
Reach out to this advisor