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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-16 |
| TX | RA | APPROVED | 2013-09-20 |
Branch Locations
3030 Old Ranch Pkwy Ste 375, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Long Beach | CA | 10/2007 | Present |
1. 10/11/07 - INDEPENDANT FIXED INSURANCE / LIFE, DISABILITY, HEALTH AND LONG TERM CARE INSURANCE. / 10% TIME SPENT. /ACTIVITY BEGAN 8/1993. 2. 10/11/07 - NON-VARIABLE INSURANCE DBA - WAIDER FINANCIAL & INSURANCE SERVICES INC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-22 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-10 |
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