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Marvin Dermot Waider

LPl Financial LLC

Seal Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-16
TX RA APPROVED 2013-09-20
  • CA RA
    APPROVED
    Since 2025-01-16
  • TX RA
    APPROVED
    Since 2013-09-20

Branch Locations

3030 Old Ranch Pkwy Ste 375, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Long Beach CA 10/2007 Present
  • 10/2007 → Present
    Linsco/Private Ledger Corp.
    Long Beach, CA
Previous Registrations
Other Businesses

1. 10/11/07 - INDEPENDANT FIXED INSURANCE / LIFE, DISABILITY, HEALTH AND LONG TERM CARE INSURANCE. / 10% TIME SPENT. /ACTIVITY BEGAN 8/1993. 2. 10/11/07 - NON-VARIABLE INSURANCE DBA - WAIDER FINANCIAL & INSURANCE SERVICES INC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-22
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1995-03-10
  • S66 Uniform Combined State Law Examination
    2006-09-22
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1995-03-10
Designations

View on SEC IAPD

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