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176 Westbrook Road, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-28 |
| CT | RA | APPROVED | 2011-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Services | Essex | CT | 06/2011 | Present |
| The Leaders Group Inc | Littleton | CO | 07/2021 | Present |
1) ESSEX FINANCIAL - 6/1/2021 - 176 Westbrook Road, Essex, CT 06426 - Financial Advisor, Sales, Invt Rel, Insurance business, 40 hrs/mo; 240 hrs/mo (during trading hours). 2) Insurance Agent for Essex Financial Services Inc - 6/2011 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours). 3) The Leader's Group - 7/13/2021 - 2 W Dry Creek Cir, Suite 800, Littleton CO 80120-4475 - Inv Rel - Broker-Dealer Affiliation - Registered Representative - 20 hrs/mo; 2hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-29 |
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