Best Investors Account Sign in

Kirk Alton Ruth

Ubs Financial Services Inc.

Gainsville, FL

Gainesville, FL

CRD 2552981

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-04
FL RA APPROVED 2015-08-21
  • TX RA
    APPROVED_RES
    Since 2024-06-04
  • FL RA
    APPROVED
    Since 2015-08-21

Branch Locations

4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States

Gainesville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Gainsville FL 08/2015 Present
Previous Registrations
Other Businesses

1. Kirk Ruth, Rental Real Estate, Proprietor / owner, Property Owner, start date-8/3/2020, Simons Island GA United States31522.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-10
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S65 Uniform Investment Adviser Law Examination
    1995-01-10
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22
Other Names
  • Kirk A Ruth

View on SEC IAPD

Nearby Firms

EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

TINA LUCIA ARPAIA-MCCANN
JEFFREY LANE HOGUE
JEFFREY S RIZZO

Nearby Offices

EDWARD JONES · Gainesville, FL
RAYMOND JAMES & ASSOCIATES, INC. · GAINESVILLE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gainesville, FL

More in Gainsville, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor