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Kirk Alton Ruth

Ubs Financial Services Inc.

Gainsville, FL

Gainesville, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-04
FL RA APPROVED 2015-08-21
  • TX RA
    APPROVED_RES
    Since 2024-06-04
  • FL RA
    APPROVED
    Since 2015-08-21

Branch Locations

4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States

Gainesville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Gainsville FL 08/2015 Present
Previous Registrations
Other Businesses

1. Kirk Ruth, Rental Real Estate, Proprietor / owner, Property Owner, start date-8/3/2020, Simons Island GA United States31522.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-10
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S65 Uniform Investment Adviser Law Examination
    1995-01-10
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22
Other Names
  • Kirk A Ruth

View on SEC IAPD

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VICKI LYNN SUITS
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ASHLEY WADDINGTON HARTLEY
LINDY HOWARD CREWS
Robert Mack

Other Offices

EDWARD JONES · Gainesville, FL
RAYMOND JAMES & ASSOCIATES, INC. · GAINESVILLE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gainesville, FL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Gainesville, FL
J. W. COLE ADVISORS, INC. · GAINESVILLE, FL
J. W. COLE ADVISORS, INC. · GAINESVILLE, FL
CHARLES SCHWAB & CO., INC. · Gainesville, FL
VALIC FINANCIAL ADVISORS, INC. · GAINESVILLE, FL

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