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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED | 2023-01-05 |
| VA | RA | APPROVED | 2022-10-11 |
Branch Locations
4700 Falls Of Neuse Rd Suite 275, Raleigh, NC 27609 • United States
19775 Belmont Executive Plz Suite 530, Ashburn, VA 20147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors Inc | Vienna | VA | 07/2012 | 06/2017 |
| Usaa Financial Planning Services | Vienna | VA | 07/2012 | 06/2017 |
| Bb&T Investments | Charlotte | NC | 06/2017 | 01/2018 |
| Bb&T Bank | Mclean | VA | 06/2017 | 01/2019 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 01/2019 |
| Bb&T | Mclean | VA | 01/2019 | 10/2019 |
| West Financial Services, Inc | Mclean | VA | 10/2019 | 09/2022 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2022 | Present |
1)Wings for Widows; 2) Investment Related: Yes; 3) 290 Peavey Road Wayzata MN, 55391; 3) 501(c)(3) organization 4) Volunteer; 5) 06/01/2022; 6) 1hr/month; 7) 1hr/month during securities trading hours; 8) Provide limited financial coaching to widows and widowers on a pro bono basis
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-04 |
| S65 | Uniform Investment Adviser Law Examination | 1997-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-01 |
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