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Theodore Robert Cetola

Charles Schwab & Co., Inc.

Raleigh, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-11
NC RA APPROVED 2018-05-08
  • TX RA
    APPROVED_RES
    Since 2022-01-11
  • NC RA
    APPROVED
    Since 2018-05-08

Branch Locations

4313 Glenwood Avenue, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Vienna VA 08/2012 12/2017
Suntrust Investment Services, Inc Atlanta GA 09/2012 12/2017
Suntrust Advisory Services Atlanta GA 09/2016 12/2017
Charles Schwab & Co., Inc. Raleigh NC 04/2018 Present
Charles Schwab Bank Raleigh NC 04/2018 Present
Unemployed Cary NC 01/2018 04/2018
  • 08/2012 → 12/2017
    Suntrust Bank
    Vienna, VA
  • 09/2012 → 12/2017
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 09/2016 → 12/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 04/2018 → Present
    Charles Schwab & Co., Inc.
    Raleigh, NC
  • 04/2018 → Present
    Charles Schwab Bank
    Raleigh, NC
  • 01/2018 → 04/2018
    Unemployed
    Cary, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-31
S65 Uniform Investment Adviser Law Examination 2001-08-03
S63 Uniform Securities Agent State Law Examination 1994-11-17
  • S66 Uniform Combined State Law Examination
    2016-10-31
  • S65 Uniform Investment Adviser Law Examination
    2001-08-03
  • S63 Uniform Securities Agent State Law Examination
    1994-11-17
Other Names
  • Ted Robert Cetola
  • Theodore Cetola

View on SEC IAPD

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FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
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