Bradford George Norford

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 11/2016
  Citigroup Global Markets Inc
  New York, NY
• 11/2016 → 09/2017
  Sage Advisory
  Austin, TX
• 10/2017 → 12/2017
  Unemployed
  Richfield, CT
• 01/2018 → 10/2018
  Allianz Life Financial Services Llc
  Minneapolis, MN
• 09/2018 → 01/2020
  Full Time Education
  New York, NY
• 01/2020 → Present
  Ubs Financial Services Inc
  Fort Lauderdale, FL

Previous Registrations

• 2016-12-01 → 2017-09-12
  Sage Advisory Services Ltd Co
  Ridgefield, CT
  Austin, TX
• 2015-01-15 → 2016-11-18
  Citigroup Global Markets Inc.
  Long Island City, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-03
• S63 Uniform Securities Agent State Law Examination
  1996-01-26

Other Names

• Bradford George Norford
• Bradford Norford