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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-29 |
| FL | RA | APPROVED | 2011-10-24 |
| GA | RA | APPROVED | 2011-10-17 |
| IL | RA | APPROVED | 2011-10-14 |
| NC | RA | APPROVED | 2011-10-14 |
Branch Locations
52 Walnut St Stes 3, 5 & 6, Waynesville, NC 28786 • United States
190 Biltmore Ave, Asheville, NC 28801 • United States
Franklin, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Highlands | NC | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Highlands | NC | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; FRANKLIN, NC; 16.66% OWNERSHIP WITH SPOUSE; START 8/15/2004; MINIMAL TIME DEVOTED PER MONTH; NONE DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-06 |
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