Ryan Lavern Brooks

Current Employers

Employment History

• 07/2014 → 10/2018
  Broker Dealer Financial Services Corp
  West Des Moines, IA
• 10/2018 → Present
  Cambridge Investment Research, Inc.
  West Des Moines, IA
• 10/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-07-22 → 2018-10-20
  Investment Advisors Corp
  West Des Moines, IA
• 2010-10-15 → 2014-07-24
  Mml Investors Services, Llc
  West Des Moines, IA
• 2009-04-20 → 2010-09-13
  Northwestern Mutual Investment Services, Llc
  Ames, IA
  W Des Moines, IA

Other Businesses

1.BROOKS HOLDINGS LLC, 65 FORD LANE, WAUKEE IA, 1/01/2018 AS OWNER OF LLC THAT OWNS RENTAL REAL ESTATE. NIR - 2/MO - 0/TRADING. 2.CAPITAL FINANCIAL PARTNERS, 545 5TH ST, WEST DES MOINES, IA, 7/2014 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 1/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 10/20/18. 4.CAPITAL FINANCIAL PLANNING, 545 5th Street, West Des Moines IA 50265, United States, 07/22/2014, Owner, Owner/Partner of a Business, INV REL, 16 HR/MO - 4 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-18
• S63 Uniform Securities Agent State Law Examination
  2006-09-28

Other Names

• Ryan L Brooks