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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-25
PA RA APPROVED 2003-12-17
  • TX RA
    APPROVED
    Since 2018-06-25
  • PA RA
    APPROVED
    Since 2003-12-17

Branch Locations

419 Chestnut St, Lebanon, PA 17042 • United States

Lebanon, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lebanon PA 09/2005 03/2020
Ameriprise Financial Services, Llc Lebanon PA 03/2020 Present
Other Businesses

Board of Directors; Lebanon Valley Rails to Trails; Board member; PO BOX 2043, , Cleona, PA, 17042; Not Investment-Related; 06/01/2019; 1 to 9 hours per month; 0 during trading hours / Lebanon County Community Action Partnership; Board Member; 220 E Lehman St, , Lebanon, PA, 17046; Not Investment-Related; 09/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Coleman Memorial Park; Trustee & Treasurer; 1400 W. Maple Ave, , Lebanon, PA, 17046; Not Investment-Related; 02/06/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-15
S63 Uniform Securities Agent State Law Examination 1995-05-04
  • S66 Uniform Combined State Law Examination
    2003-12-15
  • S63 Uniform Securities Agent State Law Examination
    1995-05-04
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lebanon, PA

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