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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2013-04-17 |
Branch Locations
401 1St St Se Ste 401, Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2005 | Present |
| Northwestern Mutual Investment Services, Llc | Des Moines | IA | 01/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 100% BUSINESS OWNERSHIP GRABAU KEELE AGENCY LLC ,MP GENERAL AGENT LEGAL ENTITY, START DATE: 1/15/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS LLC WAS CREATED FOR RISKS PRODUCTS AS IT PERTAINS TO AGENCY 018, INVESTMENT RELATED. 3) BUSINESS OWNERSHIP/SELF EMPLOYED MP GENERAL AGENT LEGAL ENTITY, MP GENERAL AGENT LEGAL ENTITY, START DATE: 1/27/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGING PARTNER & WEALTH MANAGEMENT COMPENSTION WILL FLOW THROUGH THIS LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-16 |
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