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Dana Jean Fenili

Wells Fargo Clearing Services, LLC

Appleton, WI

Appleton, WI

Green Bay, WI

Green Bay, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-03
WI RA APPROVED 2017-03-03
  • TX RA
    APPROVED
    Since 2017-03-03
  • WI RA
    APPROVED
    Since 2017-03-03

Branch Locations

3321 N Ballard Rd, Appleton, WI 54911 • United States

118 S State St, Appleton, WI 54911 • United States

1900 S Webster Ave, Green Bay, WI 54301 • United States

959 Kepler Dr [Ku-Rbo], Green Bay, WI 54311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Green Bay WI 10/2012 03/2017
Wells Fargo Clearing Services, Llc Green Bay WI 03/2017 Present
Previous Registrations
  • 2012-10-01 → 2017-03-15
    J.P. Morgan Securities Llc
    Green Bay, WI
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Green Bay, WI
    Green Bay, WI
  • 2004-07-16 → 2005-07-06
    Banc One Securities Corporation
    Green Bay, WI
  • 2002-02-19 → 2004-06-02
    Banc One Securities Corporation
    Appleton, WI
Other Businesses

TRUSTEE FOR PARENTS' TRUST; INV RELATED; KIEL, WI; START: 2/2016; 1 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1995-12-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1995-12-06
Other Names
  • Dana Jean Amel
  • Dana Jean Stubler

View on SEC IAPD

Other Firms

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
KAMKO FINANCIAL
ASC 401(K) MANAGEMENT
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CREATIVEONE SECURITIES, LLC
OSAIC WEALTH, INC.

Other Investors

BRANDY LYNN DEBROUX
LEIGH ANN THERN
Matthew C Bush
JOSEPH MICHAEL MILLER
JANE M VANDE VOORT
MITCHELL JOSEPH OLDEWURTEL
SHANA LYNN KEIL
SHARON IFRACH

Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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