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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-30
FL RA APPROVED 2021-07-23
NJ RA APPROVED 2021-07-23
  • TX RA
    APPROVED_RES
    Since 2021-07-30
  • FL RA
    APPROVED
    Since 2021-07-23
  • NJ RA
    APPROVED
    Since 2021-07-23

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Short Hills NJ 08/2015 11/2016
Wells Fargo Clearing Services, Llc Short Hills NJ 11/2016 07/2021
Raymond James & Associates, Inc. Aventura FL 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-25
  • S66 Uniform Combined State Law Examination
    2002-10-25
Designations

View on SEC IAPD

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