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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-12-08 |
| LA | RA | APPROVED | 2016-03-09 |
| FL | RA | APPROVED | 2014-01-27 |
| TX | RA | APPROVED_RES | 2013-07-16 |
| OH | RA | APPROVED | 2013-07-03 |
Branch Locations
291 E. Livingston Avenue, Columbus, OH 43215 • United States
Williamsburg, VA • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-05-15 |
Branch Locations
291 E Livingston Ave., Columbus, OH 43215 • United States
Williamsburg, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Columbus | OH | 07/2013 | Present |
| Stratos Wealth Partners, Ltd | Columbus | OH | 07/2013 | Present |
(1) 05/17/2013: Following Seas, LLC - Family Business - Not Investment Related - At Reported Business Location(s) - No Time Spent - Member Manager. Simply a liability shelter. The entity exist to buy, refurbish and sell older sailboats. (2) 05/17/2013: Stratos Wealth Partners, Ltd - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 7/30/2013 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 7/2013 - Time Spent 75% - I provide investment advisory services through Stratos Wealth Partners, Ltd, an independent investment advisor firm. I started this business activity in 7/2013. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 01/13/2014: Plan for Your Tomorrow, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (5) 03/21/2014: Stratos Wealth Partners - Registered Investment Advisor DBA - DBA: (Hybrid) Plan for Your Tomorrow, Inc - Investment Related - At Reported Business Location(s) - 70% Time Spent - Investment Adviser Representative (6) 10/26/2015: Hackneyed Phrase, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - No Location Address - Start 10/31/2015 - 10 Hr/Mo; 0 Hour(s) During Securities Trading - Fiction writing, screenwriting and the equivalent (7) 09/19/2016: homecostbasis.com - Business Owner - Not Investment Related - Location online at homecostbasis.com - Start 05/27/2016 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Subscriptions to a website that provides calculation, recordkeeping and tracking of items related to home ownership, repairs, improvements, rentals etc. (8) 3/1/2017 - LTCI Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/10/2017 - 2 Hours Per Month During Securities Trading - Long term care insurance. (9) 02/06/2018 - Plan for Your Tomorrow, Inc - Investment Related - Probably at Columbus State Community College - Other-Teaching - Educator - Start Date 01/01/2018 - 4 Hours Per Month/0 During Securities Trading. (10) 05/10/2023 - Plan for Your Tomorrow, Inc, (Plan FYT) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/13/2014 - 40 Hours Per Month/40 Hours During Securities Trading (11) 03/18/2026 - Vanbridge - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 3 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-04 |
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