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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-12-08
LA RA APPROVED 2016-03-09
FL RA APPROVED 2014-01-27
TX RA APPROVED_RES 2013-07-16
OH RA APPROVED 2013-07-03
  • VA RA
    APPROVED
    Since 2023-12-08
  • LA RA
    APPROVED
    Since 2016-03-09
  • FL RA
    APPROVED
    Since 2014-01-27
  • TX RA
    APPROVED_RES
    Since 2013-07-16
  • OH RA
    APPROVED
    Since 2013-07-03

Branch Locations

291 E. Livingston Avenue, Columbus, OH 43215 • United States

Williamsburg, VA • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-05-15
  • OH RA
    APPROVED
    Since 2015-05-15

Branch Locations

291 E Livingston Ave., Columbus, OH 43215 • United States

Williamsburg, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Columbus OH 07/2013 Present
Stratos Wealth Partners, Ltd Columbus OH 07/2013 Present
Previous Registrations
Other Businesses

(1) 05/17/2013: Following Seas, LLC - Family Business - Not Investment Related - At Reported Business Location(s) - No Time Spent - Member Manager. Simply a liability shelter. The entity exist to buy, refurbish and sell older sailboats. (2) 05/17/2013: Stratos Wealth Partners, Ltd - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 7/30/2013 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 7/2013 - Time Spent 75% - I provide investment advisory services through Stratos Wealth Partners, Ltd, an independent investment advisor firm. I started this business activity in 7/2013. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 01/13/2014: Plan for Your Tomorrow, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (5) 03/21/2014: Stratos Wealth Partners - Registered Investment Advisor DBA - DBA: (Hybrid) Plan for Your Tomorrow, Inc - Investment Related - At Reported Business Location(s) - 70% Time Spent - Investment Adviser Representative (6) 10/26/2015: Hackneyed Phrase, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - No Location Address - Start 10/31/2015 - 10 Hr/Mo; 0 Hour(s) During Securities Trading - Fiction writing, screenwriting and the equivalent (7) 09/19/2016: homecostbasis.com - Business Owner - Not Investment Related - Location online at homecostbasis.com - Start 05/27/2016 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Subscriptions to a website that provides calculation, recordkeeping and tracking of items related to home ownership, repairs, improvements, rentals etc. (8) 3/1/2017 - LTCI Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/10/2017 - 2 Hours Per Month During Securities Trading - Long term care insurance. (9) 02/06/2018 - Plan for Your Tomorrow, Inc - Investment Related - Probably at Columbus State Community College - Other-Teaching - Educator - Start Date 01/01/2018 - 4 Hours Per Month/0 During Securities Trading. (10) 05/10/2023 - Plan for Your Tomorrow, Inc, (Plan FYT) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/13/2014 - 40 Hours Per Month/40 Hours During Securities Trading (11) 03/18/2026 - Vanbridge - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 3 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-20
S63 Uniform Securities Agent State Law Examination 1995-08-04
  • S65 Uniform Investment Adviser Law Examination
    2006-05-20
  • S63 Uniform Securities Agent State Law Examination
    1995-08-04

View on SEC IAPD

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