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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-02-23 |
| SD | RA | APPROVED | 2024-12-05 |
| MA | RA | APPROVED | 2024-06-25 |
| CT | RA | APPROVED | 2024-03-27 |
| NH | RA | APPROVED | 2024-03-15 |
| CA | RA | APPROVED | 2023-09-01 |
| GA | RA | APPROVED | 2023-09-01 |
| IN | RA | APPROVED | 2023-09-01 |
| MI | RA | APPROVED | 2023-09-01 |
| NV | RA | APPROVED | 2023-09-01 |
| NM | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
| WI | RA | APPROVED | 2023-09-01 |
Branch Locations
2920 South Jones Boulevard Suite 110 - A, Las Vegas, NV 89146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Las Vegas | NV | 09/2023 | Present |
INDEPENDENT INSURANCE SALES, YES, SINCE 1/1995, , 100% OWNERSHIP, AGENT/REP, 2920 S JONES BLVD, SOLE PROP, 1992, 25%, 25%, INSURANCE SALES. IA, SAGEPOINT FINANCIAL, YES, 2920 S JONES BLVD STE. 110 LV NV 89146, CORP RIA, IAR, 10/2008, 50%, 50%, HOOVER AND ASSOCIATES INC,NO,2920 S JONES BLVD STE 110-A LV NV 89146,PRESIDENT-OWNER,01-NOV-1999,2,0,CORPORATION FOR TAX PUPOSES NEW VISTA; POSITION: ADVISORY BOARD NATURE: NON-PROFIT CORPORATION.....CHARITY INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 10/20/2014 ADDRESS: 5220 W.CHARLESTON BLVD., LAS VEGAS NV 89146; DESCRIPTION: VOLUNTEER ADVISORY BOARD MEMBER, EDUCATE OTHER VOLUNTEERS ABOUT THIS CHARITY FOR THE INTELLECTUALLY DISABLED, VOLUNTEER FOR CHARITY PROJECTS SUCH AS GOLF TOURNAMENTS, FUND RAISERS ETC....
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-03 |
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