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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-01-14 |
| TX | RA | APPROVED | 2022-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mobile | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mobile | AL | 11/2016 | 01/2022 |
| Wells Fargo Advisors Financial Network, Llc | Mobile | AL | 01/2022 | Present |
ALANO CLUB, INV RELATED, MOBILE, AL, TREASURER, START 1/30/2021, 2 HOURS PER MONTH, ZERO DURING TRADING, ASSISTING WITH DEPOSITS AND ISSUING CHECKS FOR CLUB EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-12-06 |
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