Jeffrey L Nova

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-10-22
TX	RA	APPROVED	2013-10-21

FL RA
APPROVED

Since 2013-10-22
TX RA
APPROVED

Since 2013-10-21

Branch Locations

5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States

Coral Springs, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Boca Raton	FL	10/2013	Present
City National Bank	Boca Raton	FL	10/2017	Present

10/2013 → Present

Rbc Capital Markets, Llc

Boca Raton, FL
10/2017 → Present

City National Bank

Boca Raton, FL

Previous Registrations

2013-02-13 → 2013-10-24

Raymond James & Associates, Inc.

Coral Springs, FL
2007-02-20 → 2013-02-13

Morgan Keegan & Company, Llc

Ft. Lauderdale, FL

Coral Springs, FL
2006-10-06 → 2007-03-12

Janney Montgomery Scott Llc

Ft. Lauderdale, FL

Ft. Lauderdale, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-30
S63	Uniform Securities Agent State Law Examination	1995-02-01

S65 Uniform Investment Adviser Law Examination

2006-09-30
S63 Uniform Securities Agent State Law Examination

1995-02-01

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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