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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-12-12 |
Branch Locations
Cwm Retail, Sales 22000 Ventura Boulevard, Woodland Hills, CA 91364 • United States
Cwm Retail, Sales 4809 Commons Way, Calabasas, CA 91302 • United States
Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States
Calabasas, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Beverly Hills | CA | 05/2013 | 12/2017 |
| Citigroup | Woodland Hills | CA | 12/2017 | Present |
RH15 Enterprises, LLC; Not Investment-related; Nature: Sports Memorabilia; Calabasas, CA; Started: January 4, 2025; Title: Owner/ CEO; Duties: Buying and selling sports memorabilia; No time is devoted each month during securities trading hours; 6-10 hours are devoted each month outside of securities trading hours.///
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-06 |
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