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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-31 |
Branch Locations
434 Fayetteville St Ste 400, Raleigh, NC 27601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Securities, Llc-Isg | Raleigh | NC | 05/2003 | 07/2021 |
| Truist Investment Services, Inc | Atlanta | GA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-11-22 |
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