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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-31
  • NC RA
    APPROVED
    Since 2022-01-31

Branch Locations

434 Fayetteville St Ste 400, Raleigh, NC 27601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Securities, Llc-Isg Raleigh NC 05/2003 07/2021
Truist Investment Services, Inc Atlanta GA 08/2021 Present
  • 05/2003 → 07/2021
    Wachovia Securities, Llc-Isg
    Raleigh, NC
  • 08/2021 → Present
    Truist Investment Services, Inc
    Atlanta, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-22
  • S63 Uniform Securities Agent State Law Examination
    2021-11-22
Designations

View on SEC IAPD

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