Dora Maria Pasco

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-18
CA	RA	APPROVED	2009-02-23

TX RA
APPROVED_RES

Since 2026-02-18
CA RA
APPROVED

Since 2009-02-23

Branch Locations

1 World Trade Center 8Th Floor, Long Beach, CA 90831 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Rolling Hills Estates	CA	02/2009	Present
Midas Wealth Group	Rollinghills Estates	CA	05/2015	Present

02/2009 → Present

Lpl Financial

Rolling Hills Estates, CA
05/2015 → Present

Midas Wealth Group

Rollinghills Estates, CA

Previous Registrations

2001-05-15 → 2009-03-02

Wells Fargo Investments, Llc

Rolling Hills Estates, CA

Rolling Hills Estates, CA

Other Businesses

(1) 05/19/2015 - MIDAS WEALTH GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 27520 HAWTHORNE BLVD. SUITE #160 ROLLING HILLS ESTATES, CA 90724 - START 02/20/2009 - 8 HRS/MO DURING SECS TRDG HRS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-22
S63	Uniform Securities Agent State Law Examination	1994-11-23

S65 Uniform Investment Adviser Law Examination

1998-04-22
S63 Uniform Securities Agent State Law Examination

1994-11-23

Other Names

Dora Ruiz

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews