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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED | 2026-01-14 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
The Colony, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Capital Inc. | Denver | CO | 02/2022 | 02/2023 |
| Advisors Asset Management, Inc | Monument | CO | 02/2023 | 07/2025 |
| Carillon Fund Distributors, Inc. | The Colony | TX | 07/2025 | 01/2026 |
| Neuberger Berman | New York | NY | 01/2026 | Present |
| Eaton Vance Distributors, Inc. | Boston | MA | 08/2005 | 02/2022 |
1) The Great Taste of Texas, Address: 6101 W. Candland Drive, Bld 3 Ste 125, Austin, TX 78730, Title: Partial Owner, Start: 2015 Time: 3 hrs/quarterly. a produce company based in Austin Texas with an organic farm just South in Pleasanton, TX where we have a bunch of green houses. We sell produce to the 8 largest grocery chains in Texas. Part Owner / 6%. Sit on Board which is a non paid role. We meet Quarterly during non business hours. Not business securities related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-29 |
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