Leo Peter Hamill

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2019
  City National Bank
  Oxnard, CA
• 05/2019 → Present
  City National Securities, Inc.
  Las Vegas, CA

Previous Registrations

• 2013-04-18 → 2014-05-13
  U.S. Bancorp Advisors, Llc
  Montecito, CA
• 2011-01-03 → 2011-11-07
  Wells Fargo Clearing Services, Llc
  Roseville, CA
• 2007-02-08 → 2011-01-03
  Wells Fargo Investments, Llc
  Roseville, CA
• 1999-02-09 → 2005-05-04
  Wells Fargo Investments, Llc
  Sacramento, CA

Other Businesses

(1) Name of the other business: United Way Of Santa Barbara County, Inc. Whether the business is investment-related: Non investment-related Address of the other business: 320 E Gutierrez St, Santa Barbara, CA 93101-1736 Nature of the other business: Foundation/Charitable Institution Your position; title, or relationship with the other business: Board Member The start date of your relationship: 01/15/2016 The approximate number of hours/month you devote to the other business: 2 The number of hours you devote to the other business during securities trading hours: 1 Briefly describe your duties relating to the other business: Supporting low-income families within SB County through multiple methods.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-10
• S63 Uniform Securities Agent State Law Examination
  1994-12-13

Designations

• Chartered Financial Analyst