Best Investors Account Sign in
Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-05-23
  • CA RA
    APPROVED
    Since 2014-05-23

Branch Locations

400 Park Avenue, 8Th Floor, New York, NY 10022 • United States

10801 West Charleston Boulevard 2Nd Floor, Las Vegas, NV 89135 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Oxnard CA 05/2014 05/2019
City National Securities, Inc. Las Vegas CA 05/2019 Present
  • 05/2014 → 05/2019
    City National Bank
    Oxnard, CA
  • 05/2019 → Present
    City National Securities, Inc.
    Las Vegas, CA
Previous Registrations
Other Businesses

(1) Name of the other business: United Way Of Santa Barbara County, Inc. Whether the business is investment-related: Non investment-related Address of the other business: 320 E Gutierrez St, Santa Barbara, CA 93101-1736 Nature of the other business: Foundation/Charitable Institution Your position; title, or relationship with the other business: Board Member The start date of your relationship: 01/15/2016 The approximate number of hours/month you devote to the other business: 2 The number of hours you devote to the other business during securities trading hours: 1 Briefly describe your duties relating to the other business: Supporting low-income families within SB County through multiple methods.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-10
S63 Uniform Securities Agent State Law Examination 1994-12-13
  • S65 Uniform Investment Adviser Law Examination
    1997-10-10
  • S63 Uniform Securities Agent State Law Examination
    1994-12-13
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor