Best Investors
Account
Sign in
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-23 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
10801 West Charleston Boulevard 2Nd Floor, Las Vegas, NV 89135 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Oxnard | CA | 05/2014 | 05/2019 |
| City National Securities, Inc. | Las Vegas | CA | 05/2019 | Present |
(1) Name of the other business: United Way Of Santa Barbara County, Inc. Whether the business is investment-related: Non investment-related Address of the other business: 320 E Gutierrez St, Santa Barbara, CA 93101-1736 Nature of the other business: Foundation/Charitable Institution Your position; title, or relationship with the other business: Board Member The start date of your relationship: 01/15/2016 The approximate number of hours/month you devote to the other business: 2 The number of hours you devote to the other business during securities trading hours: 1 Briefly describe your duties relating to the other business: Supporting low-income families within SB County through multiple methods.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-13 |
Reach out to this advisor