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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-20
CO RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-02-20
  • CO RA
    APPROVED
    Since 2009-10-05

Branch Locations

7979 E Tufts Ave Ste 715, Denver, CO 80237 • United States

Lone Tree, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lone Tree CO 10/2009 03/2020
Ameriprise Financial Services, Inc. Lone Tree CO 10/2009 03/2020
Ameriprise Financial Services, Llc Denver CO 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lone Tree, CO
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lone Tree, CO
  • 03/2020 → Present
    Denver, CO
Previous Registrations
  • 2003-06-24 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Lone Tree, CO
    Lone Tree, CO
  • 2003-03-21 → 2003-06-25
    Littleto, CO
Other Businesses

Real Estate Ownership; Townhome for Airbnb; 733 N Carrie Street, 733 N Carrie Street, Watkins, CO, 80137; Investment-Related; 10/28/2025 / Single Family; 728 N. Bentley Street, , Watkins, CO, 80137; Not Investment-Related; 10/01/2025. Independent Insurance Brokering; Chubb; 06/05/2026; Group, Medicare Supplement, Health.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-19
S63 Uniform Securities Agent State Law Examination 1994-11-17
  • S65 Uniform Investment Adviser Law Examination
    2000-12-19
  • S63 Uniform Securities Agent State Law Examination
    1994-11-17

View on SEC IAPD

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