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William David Robuck

Northwestern Mutual Investment Services, LLC

Saint Louis, MO

Ballwin, MO

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-02-15
  • MO RA
    APPROVED
    Since 2023-02-15

Branch Locations

622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States

Ballwin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Roseland NJ 10/2021 01/2022
Unemployed Clayton MO 09/2021 10/2021
Unemployed Walnut Creek CA 12/2020 03/2021
Pnc Financial Services Pittsburgh PA 07/2017 04/2019
Scarborough Alliance Irvington NY 04/2017 07/2017
Unemployed St Louis MO 09/2016 03/2017
Newport Group Walnut Creek CA 05/2019 11/2020
Blackgem Advisors Clayton MO 04/2021 08/2021
Scott Underwood St Louis MO 02/2022 01/2023
Northwestern Mutual Investment Services Llc Saint Louis MO 05/2022 01/2023
Scott Underwood Saint Louis MO 02/2023 Present
Northwestern Mutual Investment Services Llc Saint Louis MO 02/2023 Present
  • 10/2021 → 01/2022
    Adp
    Roseland, NJ
  • 09/2021 → 10/2021
    Unemployed
    Clayton, MO
  • 12/2020 → 03/2021
    Unemployed
    Walnut Creek, CA
  • 07/2017 → 04/2019
    Pnc Financial Services
    Pittsburgh, PA
  • 04/2017 → 07/2017
    Scarborough Alliance
    Irvington, NY
  • 09/2016 → 03/2017
    Unemployed
    St Louis, MO
  • 05/2019 → 11/2020
    Newport Group
    Walnut Creek, CA
  • 04/2021 → 08/2021
    Blackgem Advisors
    Clayton, MO
  • 02/2022 → 01/2023
    Scott Underwood
    St Louis, MO
  • 05/2022 → 01/2023
    Northwestern Mutual Investment Services Llc
    Saint Louis, MO
  • 02/2023 → Present
    Scott Underwood
    Saint Louis, MO
  • 02/2023 → Present
    Northwestern Mutual Investment Services Llc
    Saint Louis, MO
Previous Registrations
  • 2021-04-01 → 2021-08-17
    Blackgem Advisors, Llc
    Clayton, MO
  • 2019-07-02 → 2019-07-02
    Newport Group Securities, Inc.
    Lake Mary, FL
    Ballwin, MO
    Charlotte, NC
  • 2018-01-02 → 2019-05-08
    Pnc Capital Advisors Llc
    Clayton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-06
S63 Uniform Securities Agent State Law Examination 2006-10-16
  • S66 Uniform Combined State Law Examination
    2017-12-06
  • S63 Uniform Securities Agent State Law Examination
    2006-10-16
Other Names
  • Bill Robuck
  • William D Robuck
  • William David Robuck
  • William Daivd Robuck
  • Bill Robuck
  • Bill Robuck
  • Bill Robuck

View on SEC IAPD

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Other Offices

&PARTNERS · Saint Louis, MO
CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO
CLARIS ADVISORS, LLC · ST. LOUIS, MO
MORGAN STANLEY · St. Louis, MO
M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO
UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO

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