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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2000-03-31 |
Branch Locations
750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States
Galleria Financial Center, Houston, TX 77056 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
Katy, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 03/2000 | Present |
1) Name of Business: SJMOSS INVESTMENTS LLC./ Address: 7306 KINGLET COURT KATY TX United States 77493./ Investment Related: No./ Nature: It's an LLC TO PURCHASE A SMALL PLANE./Role: Proprietor / owner./ Duty: PLANE OWNERSHIP./ Start Date: 4/25/2023./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-21 |
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