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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-07 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
377 Oak St Ste 103, Garden City, NY 11530-6553 • United States
Roslyn Hts, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Garden City | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Garden City | NY | 03/2020 | Present |
Business Ownership; GWD Enterprises Inc; ; real estate lease; 377 Oak Street, Suite 103Garden City, NY 11530, ,; ; 05/01/2010; 1 to 9 hours per month; / MagPou533 LLC; Co-owner; Real Estate; 533 NE #rd Ave, Apt 501, Fort Lauderdale, FL, 33301; Not Investment-Related; 08/14/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-04 |
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