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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-27 |
| OK | RA | APPROVED | 2006-03-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Lawton | OK | 03/2006 | Present |
1. 5/25/2006 - DBA ONLY - L.T. SMITH & ASSOCIATES, LLC - LAWTON, OK 2. 2/8/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/3/2022 - 1 Hours Per Month/0 Hours During Securities Trading - Fixed life insurance business, LTC and fixed annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-11 |
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