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Marc Normand Paquette

LPl Financial LLC

Lewiston, ME

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2018-06-25
  • ME RA
    APPROVED
    Since 2018-06-25

Branch Locations

1071 Lisbon St, Lewiston, ME 04240-5768 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lewiston ME 10/2013 Present
The Patriot Financial Group Lewiston ME 10/2014 12/2018
  • 10/2013 → Present
    Lewiston, ME
  • 10/2014 → 12/2018
    The Patriot Financial Group
    Lewiston, ME
Previous Registrations
  • 2014-10-03 → 2018-06-29
    Lewiston, ME
    Walpole, MA
  • 2010-09-03 → 2013-11-07
    New England Securities
    Boston, MA
    Auburn, ME
  • 2011-06-06 → 2011-06-21
    Overland Park,, KS
  • 2009-06-18 → 2010-09-08
    Concourse Financial Group Securities, Inc.
    Auburn, ME
  • 2002-04-10 → 2009-05-27
    Invest Financial Corporation
    Lewiston, ME
    Brunswick, ME
    Lewiston, ME
Other Businesses

1. 10/31/2013: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent, lines offered: Term, Fixed Annuities. 2. 10/31/2013: Twin City Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 4/6/2015: Central Maine Credit Union - Not Investment Related - 1000 Lisbon Street, Lewiston, ME 04240 - For-Profit Board Member - Start 04/27/2015 - 2 Hours Per Month/0 Hours During Securities Trading - Board member for Central Maine Credit Union. Company is not publicly traded. 4. 8/10/2016: Paquette Financial, P.A. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Started 08/04/2016 - 1 Hr/Mo; 0 Hours During Securities Trading - LPL Commissions & RIA Fees. 5. 2/9/2017 - Twin City Financial Holdings, LLC - Investment Related - 1071 Lisbon Street, Lewiston, ME 04240 - Real Estate Rental - Started 01/06/2017 - 0 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-09
S63 Uniform Securities Agent State Law Examination 1994-10-21
  • S65 Uniform Investment Adviser Law Examination
    1999-07-09
  • S63 Uniform Securities Agent State Law Examination
    1994-10-21
Other Names
  • Marc N Paquette

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